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Valentine Delaloye MLaw

Bibliography

LEFin-LSFin: des assujettis face aux nouveaux organes et organismes

The regulations governing financial institutions and services are bringing new actors – such as portfolio managers and trustees – within the scope of FINMA su­pervision, supported by a reformed self-regulatory framework. It is worth comparing the latter with the set of rules and organizational measures adopted for the registration of client advisors and the control of prospectuses for securities…
Prof. Dr. iur. Christian Bovet LL.M., Valentine Delaloye MLaw
SZW-RSDA 2/2020 | S. 117